Fintech Layer Cake cover image

Legal Ops and RegTech Lessons with Faraz Rana, former CLO of Bread

Fintech Layer Cake

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Building Relationships and Compliance Evolution

This chapter emphasizes the importance of establishing workplace relationships before addressing immediate needs, focusing on the challenges in contract negotiation and risk management. The discussion also includes the role of executive coaching and the integration of technology, particularly AI, to enhance compliance training and operational efficiency in the financial services sector. Ultimately, it reflects on the evolving landscape of RegTech and the need for innovation in compliance processes to maintain competitiveness.

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