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How Asset Managers can Minimize Risk with the SEC

Law, disrupted

00:00

The Importance of Self-Reporting

Capitalists have had to remediate any sort of harm. It's how long should you go back? I mean, you can't really go back to the beginning of time if something lasted for 10 years. Taking adequate and complete remedial measures does not require self-reporting necessarily. And so that is something that a firm should really think about carefully.

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