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#1352 Bill Barhydt | $50 Trillion Is Coming To Bitcoin & Crypto
The Pomp Podcast
Navigating Regulatory Approval for Registered Investment Advisor Operations
This chapter delves into the complex process of obtaining regulatory approval to operate as a registered investment advisor (RIA) in a new model, highlighting the legal groundwork, compliance program implementation, platform adjustments, staff training, and communication monitoring involved. The speakers emphasize the arduous journey and significant resources required to navigate the regulatory landscape and transition to the new operational structure.
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