Evolving Enforcement in Financial Regulation

In this episode of RegFi, Jerry Buckley and Caroline Stapleton are joined by Konrad Alt, co-founder of Klaros Group. Konrad’s diverse career has allowed him to engage with financial services regulation from numerous angles, including time spent in government with the Senate Banking Committee and OCC, leadership positions in banking institutions, and serving as a regulatory consultant and trusted adviser to fintechs and other financial services companies.

He shares his unique perspective on the evolution of financial services regulation and supervision, current challenges for fintechs seeking to establish bank partnerships or secure their own charters, and the potential for technology to bring clarity and expediency to the examination and enforcement process.

Links:

• Klaros Group, LLC

• Orrick Financial & Fintech Advisory Practice

• RegFiPodcast.com