Regulation Tomorrow Plus: AML - Key themes for firms from recent enforcement
Regulation Tomorrow Podcast
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Client Due Diligence and Enhanced Due Diligence in Relation to Anti-Money Laundering
This chapter delves into the importance of conducting Customer Due Diligence (CDD) or Enhanced Due Diligence (EDD) to properly assess the risk profile of clients and mitigate the risk of money laundering. It emphasizes the failures in ongoing monitoring and the significance of record keeping for compliance.
Play episode from 05:09
Transcript
