Is There a Way to Split the Compliance?

You need to be under a firm to get the ah, the c r dn all essentially like a license number eno thing of it that way. I will say this, from the compliance standpoint though, you do need to be running like a legitimate business. You're going to get audited by by the state or the c depending on how you file a. And so for me, i do have to provide paid investment advisory services. and so i do that for close friends and family only.