Episode 15: Regulatory update - The FCA responds to external events
Financial Services Risk and Regulation Unravelled Podcast
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Confusion and Competition During Program Implementation and Liquidity Requirements for Investment Firms
This chapter explores the challenges of navigating multiple sources of truth and the overshadowing issue of PPI during the implementation of a large-scale program in the retail themes department. It also highlights the complexity of the consumer duty and potential future occurrences. Additionally, liquidity requirements for investment firms undergo regular changes.
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