Episode 59: Regulatory update - FCA regulation updates and challenges
Financial Services Risk and Regulation Unravelled Podcast
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Regulatory Updates in the Financial Industry
The chapter covers recent regulatory changes regarding the bundling of investment research with execution costs, with a focus on the challenges faced internationally and the potential reintroduction of bundling with governance measures. It also discusses final guidance on complying with the anti-greenwashing rule in the Sustainable Disclosure Regulation (SDR) and proposed updates to financial crime guidance, including mentions of sanctions, proliferation financing, AI innovation, crypto assets, and the consumer duty.
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