Episode 59: Regulatory update - FCA regulation updates and challenges
Financial Services Risk and Regulation Unravelled Podcast
Regulatory Updates in the Financial Industry
The chapter covers recent regulatory changes regarding the bundling of investment research with execution costs, with a focus on the challenges faced internationally and the potential reintroduction of bundling with governance measures. It also discusses final guidance on complying with the anti-greenwashing rule in the Sustainable Disclosure Regulation (SDR) and proposed updates to financial crime guidance, including mentions of sanctions, proliferation financing, AI innovation, crypto assets, and the consumer duty.
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