
Trying to Think like the SEC (Feat. John Reed Stark)
Crypto Critics' Corner
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The Department of Labor's Guidance for Cryptocurrency Regulation
The department of labor has this tiny little carve out for four o one k. It's a very inetint carve. When i worked at the s c, i trained the investigators at the department of labor who were investigating complaints regarding four o one case. So they come out with this guidance that essentially says, if you're recommending crypto, your per se meaning you're presumptively violating your feduciary duty by doing so. The last ransome ware arrests took 25 different federal agencies to do.
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