Episode 41: regulatory update – cost of living pressures
Financial Services Risk and Regulation Unravelled Podcast
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Supervision, Allegations, and Failures of Governance
This chapter discusses the lack of attention given to Christen Huday's supervision and the failure of enforcement action against him and the firm, despite allegations. It also highlights the failure of governance and oversight arrangements within the organization and how the industry distanced itself from Huday.
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