Introduction

In November 2022, the SEC issued new rules that dictate how firms can market hypothetical performance, case studies, testimonials, and other promotional materials. In this month’s episode of SS&C Advent’s Tech It Up podcast , Bree Pollard, Director at the ACA Group , shares practical advice on navigating the 2023 SEC Exam Priorities. The conversation explores:

• What the common mistakes are when marketing hypothetical performance
• Where firms should focus their time and resources
• How to share investment strategy performance

Join hosts, Join Trent Berry, and Jasmin Conner for an in-depth conversation with real-world applications.