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2023 Mid-Year Market Outlook

Financial Decoder

CHAPTER

The SEC Proposed Four Rules for the Stock Market

The SEC last year proposed a package of four rules that would fundamentally change how the stock market works today. The proposals would require most retail trades to go to an auction system at the exchanges. Stocks also could be quoted and traded in increments smaller than a penny. There'd be more transparency for investors about how their trades were executed.

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