How to Budget for the SEC
Statecraft
Navigating SEC Funding Challenges
This chapter examines the operational intricacies of the Securities and Exchange Commission (SEC), focusing on its financial department and revenue mechanisms. It discusses the distinction between penalties and disgorgements, alongside the SEC's reliance on congressional appropriations for funding. Additional insights are provided into the political dynamics that influence budget negotiations between the SEC, the Office of Management and Budget, and Congress.
00:00
Transcript
Play full episode
Remember Everything You Learn from Podcasts
Save insights instantly, chat with episodes, and build lasting knowledge - all powered by AI.
