Investment Fraud 101: How to Protect Yourself From Fraudsters
Money Tree Investing
00:00
Do You Have a Due Diligence Department?
All firms have an absolute obligation of the securities laws to do appropriate, reasonable due diligence before they allow their advisers to sell product. Just like doctors and lawyers, no one needs to be perfect, but you need to act reasonably. Most people don't even understand that there are different types of financial advisers. But let's talk about the suitability requirements. What should people be should understand about the different professions?
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