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Does It Pay to Be a Whistleblower?

Cold Call

CHAPTER

Do You Know of a Firm That Crossed the Line?

The case gives some examples of firms that have crossed the line. Can you describe a couple of those? It's almost easier to turn it around and say, who are the companies that didn't cross the line? Yeah. So it comes a little bit with the territory. The financial industry is set up in a way that risk taking is rewarded. But at the same time, you have a lot of regulations in place and it's kind of this cat and mouse game in some instances. Almost all of the financial institutions, especially when we get to this specific issue here, which was the lack of disclosure of you acting as a fiduciary, but you're not really telling that to your

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