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Monetary Matters with Jack Farley
Navigating Regulatory Challenges in Asset Management
This chapter explores the regulatory hurdles faced by the asset management industry, particularly regarding the complexities of compliance and performance disclosures. It discusses the burden of costs imposed by the SEC on smaller firms and the competitive landscape that disproportionately favors larger players. The speakers advocate for necessary regulatory reforms to support smaller asset managers and promote a healthier financial ecosystem.
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