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From Law Firm to SEC: A Career Transformed
This chapter chronicles the speaker's journey from private legal practice to a prominent role at the SEC, examining the motivations and experiences that guided this transition. It highlights their work in enforcement, policy-making, and significant projects such as flood insurance reform, while also emphasizing the integration of legal and regulatory roles. Additionally, the speaker discusses their return to the SEC and the exciting challenges ahead in enhancing access to capital markets for retail investors.